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Records Management



As mandated by the Federal Records Act and reflected in 5 FAM 400, the Department must create and preserve records containing adequate and proper documentation of the organization, functions, policies, decisions, procedures, and essential transactions or operations of the Department and U.S. Embassies, Consulates, and Missions abroad.


A record refers to all information under the control of the Department, including information created, stored, and retrievable by electronic means, regardless of physical form or characteristics, made in or received by the Department. It includes records of other government agencies that have been expressly placed under the control of the Department upon termination of those agencies. It does not include personal records created primarily for the personal convenience of an individual and not used to conduct Department business and not integrated into the Department's record keeping system or files.


Through the Freedom of Information Act (FOIA) and Executive Order 13526, you may request access to records that are both created or obtained by the Department and also under the Department’s control at the time a request for these records is submitted.

Department of State records document:

  • (1) the formulation and execution of U.S. foreign policy.

  • (2) the administration and operations of the Department of State and its missions abroad.

Through the Privacy Act, you may request access to records about yourself, if you are a U.S. Citizen or permanent resident alien, that are kept in name-retrievable form by the Department of State. These records include, for example, visa, consular, passport, and – for current or former employees of the Department of State – personnel, medical, security, and administrative records.

For information on name-retrievable records, see Privacy Impact Assessments (PIAs) and Systems of Records Notices (SORNs).


Department of State records are organized into three basic file series:

  1. Central Foreign Policy file – contains all telegrams sent or received by the Department of State and selected internal memoranda, written correspondence, diplomatic notes, congressional requests, memorandums of conversations and documents from other agencies.​


  2. Post files – the records of U.S. Embassies, Consulates and other diplomatic missions abroad.


  3. Lot files – collections of records generated by offices in the Department of State.​


Records Disposition Schedules documents the major records series (including electronic records) related to the activities of each office, identifies temporary and permanent records, and provides mandatory instructions for the retention and disposition (retirement or destruction) of each records series based on their temporary or permanent status. All Records Disposition Schedules are approved by the Archivist of the United States, National Archives and Records Administration (NARA).

    Records appraised by NARA as having sufficient historical or other value to warrant continued preservation beyond the time they are needed for administrative, legal, or fiscal purposes. These records are retired to the Department’s records storage facility and transferred to the Federal Records Center and eventually transferred to NARA, which is responsible for providing access to the public.

    Permanent records should generally be reviewed, declassified (if appropriate under Executive Order 13526) and transferred to the National Archives when 25 years of age. These records then become the property of the National Archives and Records Administration (NARA).

    Certain categories of information may be protected from disclosure beyond 25 years, for example, information which would cause an unwarranted invasion of personal privacy, privileged information, trade secrets, commercial and financial information, and national security information required to be kept classified.

    Records approved by NARA for disposal, either immediately or after a specified retention period. These records are destroyed either in the office or after they have been retired. By law, no records can be destroyed without an approved Records Disposition Schedule.


Information about the national defense or foreign relations of the United States which requires protection against unauthorized disclosure may be "classified" under the terms of Executive Order 13526. The Executive Order provides general restrictions on access to classified information, including the general requirement of security clearance and a need to know the information.


Department of State Major Information Systems

The Office of Management and Budget defines major information systems as an information system that requires special management attention because of its importance to an agency mission; its high development, operating, or maintenance costs; or its significant role in the administration of agency programs, finances, property, or other resources.


Records Management Policy & Procedures

For more information on Department of State records management policy and procedures, please see 5 FAM 400, and 5 FAH 4.

For more information on Department of State policy on classifying, declassifying, and safeguarding information, see 12 FAM 500.


Records Management Annual Reports

Senior Agency Officials for Records Management (SAORM) in Executive Branch departments and agencies are required to submit to NARA their annual SAORM report.


Last modified on: 02/07/2025